-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IsiWZZAC1Go32mBxR+qNmOVWETn4qBfOs0W0OW0CyYqGLYQw9j0wkFrOhfGICtuj Kh/XZOlPmkyBDYpq2G/Ehw== 0001029869-99-000235.txt : 19990215 0001029869-99-000235.hdr.sgml : 19990215 ACCESSION NUMBER: 0001029869-99-000235 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CASELLA WASTE SYSTEMS INC CENTRAL INDEX KEY: 0000911177 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 030338873 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-52063 FILM NUMBER: 99536861 BUSINESS ADDRESS: STREET 1: 25 GREENS HILL LANE P O BOX 866 CITY: RUTLAND STATE: VT ZIP: 05701 BUSINESS PHONE: 8027750325 MAIL ADDRESS: STREET 1: 25 GREENE HILL ROAD CITY: RUTLAND STATE: VT ZIP: 05702 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MEAD KENNETH H CENTRAL INDEX KEY: 0001054611 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1669 NW LOOP CITY: OCALA STATE: FL ZIP: 34475 MAIL ADDRESS: STREET 1: 1669 NW LOOP CITY: OCALA STATE: FL ZIP: 34475 SC 13G/A 1 CASELLA WASTE SYSTEMS, INC. FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1)* Casella Waste Systems, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Class A Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 14744810 - -------------------------------------------------------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which the Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 pages - ------------------------- --------------------------- |CUSIP No. 14744810 | 13G/A | Page 2 of 5 Pages | | -------- | | --- --- | - ------------------------- --------------------------- |--------|--------------------------------------------------------------------- | 1 | NAME OF REPORTING PERSON | | | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | | | | | | Kenneth H. Mead | |--------|---------------------------------------------------------------------_ | 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] | | | (b) [ ] | | | Inapplicable | |--------|---------------------------------------------------------------------| | 3 | SEC USE ONLY | | | | |--------|---------------------------------------------------------------------| | 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | U.S.A. | |--------|-----------------|--------|------------------------------------------| | | 5 | SOLE VOTING POWER | | | | 522,127 | | NUMBER OF |--------| -----------------------------------------| | SHARES | 6 | SHARED VOTING POWER | | BENEFICIALLY | | -0- | | OWNED BY ----------------------------------------------------| | EACH | 7 | SOLE DISPOSITIVE POWER | | REPORTING | | 522,127 | | PERSON ----------------------------------------------------| | WITH | 8 | SHARED DISPOSITIVE POWER | | | | -0- | |--------|---------------------------------------------------------------------| | 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | | | | 522,127 | |--------|- -------------------------------------------------------------------| | 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN | | | SHARES* | | | Inapplicable | |--------|- -------------------------------------------------------------------| | 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | 3.7% | |--------|- -------------------------------------------------------------------| | 12 | TYPE OF REPORTING PERSON * | | IN | - -------------------------------------------------------------------------------| *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 pages CUSIP NO. 14744810 Item 1(a) Name of Issuer: --------------- Casella Waste Systems, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: ------------------------------------------------ 25 Greens Hill Lane Rutland, Vermont 05701 Item 2(a) Name of Person Filing: ---------------------- Kenneth H. Mead Item 2(b) Address of Principal Business Office or if None, Residence: ----------------------------------------------------------- c/o Superior Disposal, Inc. 201 Ohio Street Chesapeake, VA 23324 Item 2(c) Citizenship: ------------ United States of America Item 2(d) Title of Class of Securities: ----------------------------- Class A Common Stock, $.01 par value per share Item 2(e) CUSIP Number: ------------- 14744810 Item 3 Description of Person Filing: ----------------------------- Inapplicable Item 4 Ownership: ---------- (a) Amount Beneficially owned: 522,127 (b) Percent of class: 3.7% - ------------------------- * As of December 31, 1998 Page 3 of 5 pages CUSIP NO. 14744810 (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 522,127 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 522,127 (iv) Shared power to dispose or to direct the disposition of: 0 Item 5 Ownership of Five Percent or Less of a Class: --------------------------------------------- Inapplicable Item 6 Ownership of More than Five Percent on Behalf of Another Person: --------------------------------------------------------- Inapplicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: --------------------------------------------------------- Inapplicable Item 8 Identification of Members of the Group: --------------------------------------- Inapplicable Item 9 Notice of Dissolution of a Group: --------------------------------- Inapplicable Item 10 Certification: -------------- Inapplicable Page 4 of 5 pages CUSIP NO. 14744810 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 1999 ---------------------------- Date /s/ Kenneth H. Mead ---------------------------- Kenneth H. Mead Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----